Five Key Questions To Ask Before Launching An RIA


Launching an RIA can seem like a daunting task for some advisers. It’s not really just a single major business decision but a barrage of choices that are each equally important in creating a successful enterprise. It can overwhelm the underprepared.

But as with any secret sauce, it’s rarely just one ingredient that makes the difference but a combination that’s unique to each entrepreneur.

I’ve identified five fundamental questions that advisers should ask themselves before going forward with this advisory model.

Read my On Wall Street article.

Photo: Chris Hunkeler